Corporate Service Provider AML Compliance eBook
Corporate Service Provider AML Compliance eBook
UAE AML laws classify corporate services providers as one of the “Designated Non-Financial Businesses and Professions” entrusted with the responsibilities of conducting necessary activities to mitigate money laundering and terrorist financing.
To help CSPs, we have come up with an exclusive eBook that will act as their personal guide throughout the AML compliance journey. Here, you’ll know about the AML regulations in UAE that a CSP must comply with.
Moreover, the eBook contains a detailed description of AML compliance requirements:
- goAML Registration
- Appointment of a competent AML Compliance Officer
- Enterprise-Wide Risk Assessment (EWRA)
- Development and Implementation of AML/CFT Policies, Procedures, and Controls
- Client Due Diligence (CDD) Measures
- Ongoing Monitoring of Transactions and Business Relationships
- Implementing Targeted Financial Sanctions (TFS) Program
- Identifying and Reporting Suspicious Activities or Transactions
- AML Training
- AML Governance
- AML Record Keeping
Corporate service providers will always have support in AML compliance and stand out as reputed AML warriors by having this eBook by their side.
Related Infographics
- AML Supervisory Authorities in UAE
- UAE’s 12 Strategic goals related to AML and CFT
- Reporting on goAML Portal under UAE AML Regulations
- Simplifying UAE FIU goAML Registration: A Visual Guide
- Role of AML Compliance Officer in UAE
- An illustrative list of factors for conducting AML Business Risk Assessment
- Filing of Fund Freeze Report (FFR)
- Filing of Partial Name Match Report (PNMR)
- When to file SAR under UAE AML Law
- When to file STR under UAE AML Law?
- Designing a comprehensive AML Training Program
- Responsibilities of Senior Management around the AML Program
- Elements of AML Compliance Officer’s Report to Senior Management under UAE AML Regulations
- Independent AML Audit
Related Videos
- AML/CFT Compliance Requirements in UAE
- Top videos on AML compliance: Defending against financial crime
- goAML Registration Step-by-Step Guide
- Role of an AML Compliance Officer under UAE AML Regulations
- AML Business Risk Assessment (BRA) and how to conduct BRA
- Factors for AML Enterprise-Wide Risk Assessment
- Elements of effective AML Policies and Procedures
- Know Your Customer process under UAE AML Regulations under AML UAE
- PEP and PEP Screening under UAE AML Regulations
- Decoding the types of Customer Due Diligence
- Mitigating high ML/FT risk with Enhanced Due Diligence
- Source of funds and source of wealth Essential element of Customer Due Diligence
- Sanctions Screening in UAE
- Differentiating Suspicious Activity vs. Suspicious Transaction
- Staying Ahead in AML Compliance: Understanding When to file STRs
- Defeating Financial Crime: Inside the AML Training Program
- Promoting Compliance Culture
Related Articles
- goAML Registration Guide
- What Skills Should an AML Compliance Officer Possess?
- AML Compliance Officer: Role and Responsibilities
- AML Risk Assessment before launch of a new product or service
- How to update the AML Policies, Procedures, and Controls in line with UAE AML Laws?
- A complete guide to effective customer due diligence
- AML Implications for Politically Exposed Person (PEP)
- Best practices for KYC compliance
- Customer Identification – A Critical Component of AML Compliance
- How to Detect High-risk Customers and Safeguard Your Business
- Guide to Enhanced Due Diligence
- Targeted Financial Sanctions (TFS): Legal Requirements in UAE
- The Challenges of The Sanction Screening Process
- Right AML Solution to foster CSP’s AML compliance
- Red Flag Indicators For AML/CFT
- Why is AML training critical for your employees?
- Importance of AML Training
- In-house AML Compliance Department Setup
- Why is Record-Keeping of Customer Identity and Transactions necessary?
Related eBooks:
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